[ad_1] SEC chairman Gary Gensler testifies before a Senate Banking, Housing, and Urban Affairs Committee hearing on Sept. 14, 2021 in Washington. Evelyn Hockstein-Pool/Getty Images The Securities and Exchange Commission…
Tag: SEC
SEC Seeks Names of Public Companies Affected by Email Hack on Law Firm
[ad_1] The regulator asked a federal court to require Covington & Burling to hand over information about a 2020 breach of the law firm’s email systems that could have been…
SEC fines former McDonald’s CEO for misleading investors about his firing
[ad_1] Former McDonald’s CEO Stephen Easterbrook unveiling the company’s new corporate headquarters during a grand opening ceremony on June 4, 2018, in Chicago Scott Olson | Getty Images The Securities…
Opinion | Where Was Biden’s SEC Sheriff on Sam Bankman-Fried?
[ad_1] Gary Gensler has been the ‘cop on the beat’—but he took little interest in FTX as the scandal developed. [ad_2] Source link
SEC Set to Propose Rules That Would Squeeze Stock-Market Middlemen
[ad_1] Markets Financial Regulation Agency considers biggest overhaul of stock-market structure since mid-2000s [ad_2] Source link
Do You Get the Best Prices Trading Stocks? The Future of Personal Investing Hinges on the Answer
[ad_1] The SEC is facing off against Citadel Securities and other trading firms over who gets to execute—and profit from—individuals’ trades. [ad_2] Source link
Opinion | A Fraction of a Cent Can Add Up to Millions
[ad_1] The SEC proposes to reduce ‘tick sizes,’ the increment in which stock prices are quoted. [ad_2] Source link