Wall Street Is Furious Over Rising Fines From SEC

[ad_1] Penalties for technical violations have exploded, prompting the high-speed trader Virtu to litigate rather than pay. [ad_2] Source link

SEC Sues Market-Maker Virtu, Alleging Leakage of Customer Information

[ad_1] Regulator says Virtu misled customers about the walls between prop trading and order-execution roles. [ad_2] Source link

AI Can Write a Song, but It Can’t Beat the Market

[ad_1] Quants have tried for decades with limited success at the biggest challenge. [ad_2] Source link

Will Auctions Help Investors Get Better Prices? Traders Are Skeptical

[ad_1] Trading firms, brokers and some academics have doubts about a central pillar of the SEC’s plan to overhaul stock-market structure: auctions for small investors’ orders to buy and sell…

SEC’s $1.5 Billion Problem With Stock-Market Middlemen Has a Complex Solution

[ad_1] Securities and Exchange Commission Chair Gary Gensler has voiced concerns that the current system for executing individual investors’ equity trades is rife with conflicts of interest. [ad_2] Source link