[ad_1] The headquarters of the U.S. Securities and Exchange Commission (SEC) are seen in Washington, July 6, 2009. REUTERS/Jim Bourg/File Photo Acquire Licensing Rights WASHINGTON, Sept 19 (Reuters) – The…
Tag: NRLPA:OSEC
EU states consider easing post-Brexit derivatives clearing plan
[ad_1] Puzzle with printed EU and UK flags is seen in this illustration taken November 13, 2019. REUTERS/Dado Ruvic/Illustration/File Photo Acquire Licensing Rights LONDON, Sept 14 (Reuters) – In the…
US securities regulator charges 5 investment advisers with custody rule violations
[ad_1] The headquarters of the U.S. Securities and Exchange Commission (SEC) is seen in Washington, D.C., U.S., May 12, 2021. REUTERS/Andrew Kelly Acquire Licensing Rights NEW YORK, Sept 5 (Reuters)…
Explainer: Understanding Grayscale’s victory in spot bitcoin ETF case
[ad_1] Aug 29 (Reuters) – The U.S. District of Columbia Court of Appeals on Tuesday ruled that the Securities and Exchange Commission (SEC) was wrong to reject an application from…
India’s regulator proposes brokers stay away from unregulated financial influencers
[ad_1] The Indian flag flies in front of the new logo of the Securities and Exchange Board of India (SEBI) at its headquarters in Mumbai, India, April 19, 2023. REUTERS/Francis…
US fines Nomura $35 mln over traders’ lies about bond prices
[ad_1] A Nomura logo is pictured at the Japanese company’s office in the Manhattan borough of New York City, New York, U.S. June 23, 2017. REUTERS/Carlo Allegri/File Photo Acquire Licensing…
US SEC poised to adopt rules for $20 tln private fund industry
[ad_1] Signage is seen at the headquarters of the U.S. Securities and Exchange Commission (SEC) in Washington, D.C., U.S., May 12, 2021. REUTERS/Andrew Kelly/File Photo Acquire Licensing Rights Aug 17…
Coinbase wins approval to offer crypto futures trading in US
[ad_1] A representation of the cryptocurrency is seen in front of Coinbase logo in this illustration taken, March 4, 2022. REUTERS/Dado Ruvic/Illustration/File Photo Acquire Licensing Rights Aug 16 (Reuters) –…
UBS pays $1.43 bln to settle US mortgage claims as industry-wide probe concludes
[ad_1] The logo of Swiss bank UBS is seen at the company’s office at the Bahnhofstrasse in Zurich in this July 1, 2009 file photo. REUTERS/Arnd Wiegmann/File Photo WASHINGTON/NEW YORK,…
US SEC delays decision on Cathie Wood’s spot bitcoin ETF
[ad_1] [1/2]The headquarters of the U.S. Securities and Exchange Commission (SEC) is seen in Washington, D.C., U.S., May 12, 2021. Picture taken May 12, 2021. REUTERS/Andrew Kelly Aug 11 (Reuters)…